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SEC.gov | Forms Index

An official website of the United States government
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Federal Court Orders South African CEO to Pay Over $3.4 Billion for Fo

Additionally, under the order, Steynberg is permanently enjoined from engaging in conduct that violates the Commodity Exchange Act (CEA), as charged, registering with the CFTC, and trading in any CFTC-regulated markets.
https://www.cftc.gov/PressRoom/PressReleases/8696-23 - Details - Similar

Website Privacy Policy | CFTC

When you visit CFTC.gov, PRE, Whistleblower.gov, or CFTC’s Portal we collect your full Internet Protocol (IP) address, browser type, and location information for internal governmental purposes related to information and
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Office of Hearing Officers | FINRA.org

Under Section 15A(b)(8) of the Securities Exchange Act of 1934, FINRA must provide a fair and impartial procedure for the disciplining of members, and persons associated with members, and the enforcement of FINRA’s rules
https://www.finra.org/rules-guidance/adjudication-decisions/office-hearing-officers-oho/about - Details - Similar

Form WB-APP

Fields marked with a red exclamation () are required
https://forms.cftc.gov/Forms/WBAPP - Details - Similar

Securities Law and Going Public Blog

Securities Lawyer 101 is the official securities law and going public blog of Hamilton Associates. The blog covers Registration Statements, Going Public..
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Penny stock - Wikipedia

When considering penny stocks, investors and experts in the field recognize the low market price of shares and its correlation to low market capitalization. Market capitalization or market cap is the total dollar marke
https://en.wikipedia.org/wiki/Penny_stock - Details - Similar

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PRELIMINARY OFFERING CIRCULAR DATED NOVEMBER 8, 2023
https://www.sec.gov/Archives/edgar/data/1772602/000110465923115625/tm2329291d1_partiiandiii.htm - Details - Similar

FINRA Rulemaking Process | FINRA.org

General overview of the rule making process.
https://www.finra.org/rules-guidance/rulemaking-process - Details - Similar

CFTC Customer Advisory Alerts App and Social Media Users to Financial

Washington, D.C. — The Commodity Futures Trading Commission’s Office of Customer Education and Outreach (OCEO) today issued a customer advisory alerting dating/messaging app and social media users to a scam asking for fi
https://www.cftc.gov/PressRoom/PressReleases/8859-24 - Details - Similar

Your Ad Here & Hundreds of Other ISEDN Engines & Directories- $3/Month or Less

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