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SEC.gov | Forms Index

An official website of the United States government
https://www.sec.gov/submit-filings/forms-index - Details - Similar

Federal Court Orders South African CEO to Pay Over $3.4 Billion for Fo

Additionally, under the order, Steynberg is permanently enjoined from engaging in conduct that violates the Commodity Exchange Act (CEA), as charged, registering with the CFTC, and trading in any CFTC-regulated markets.
https://www.cftc.gov/PressRoom/PressReleases/8696-23 - Details - Similar

Website Privacy Policy | CFTC

When you visit CFTC.gov, PRE, Whistleblower.gov, or CFTC’s Portal we collect your full Internet Protocol (IP) address, browser type, and location information for internal governmental purposes related to information and
https://www.cftc.gov/WebsitePrivacyPolicy - Details - Similar

Office of Hearing Officers | FINRA.org

Under Section 15A(b)(8) of the Securities Exchange Act of 1934, FINRA must provide a fair and impartial procedure for the disciplining of members, and persons associated with members, and the enforcement of FINRA’s rules
https://www.finra.org/rules-guidance/adjudication-decisions/office-hearing-officers-oho/about - Details - Similar

Form WB-APP

Fields marked with a red exclamation () are required
https://forms.cftc.gov/Forms/WBAPP - Details - Similar

No Title

PRELIMINARY OFFERING CIRCULAR DATED NOVEMBER 8, 2023
https://www.sec.gov/Archives/edgar/data/1772602/000110465923115625/tm2329291d1_partiiandiii.htm - Details - Similar

Commodity vs Security: are Cryptocurrency Securities? Or Commodities?

Three fundamental pillars stand out in the ever-evolving global financial landscape: Cryptocurrency, securities, and commodities. Each one, unique in its structure and purpose, forms an integral part of the investment un
https://www.contacrypto.io/blog/commodity-vs-security-are-cryptocurrency-securities-or-commodities - Details - Similar

Penny stock - Wikipedia

When considering penny stocks, investors and experts in the field recognize the low market price of shares and its correlation to low market capitalization. Market capitalization or market cap is the total dollar marke
https://en.wikipedia.org/wiki/Penny_stock - Details - Similar

Securities Law and Going Public Blog

Securities Lawyer 101 is the official securities law and going public blog of Hamilton Associates. The blog covers Registration Statements, Going Public..
https://www.securitieslawyer101.com/blog/ - Details - Similar

Industry Oversight | CFTC

The Industry Filings search tool provides access to information about, and submissions by, trading and clearing organizations.
https://www.cftc.gov/IndustryOversight/ - Details - Similar

Your Ad Here & Hundreds of Other ISEDN Engines & Directories- $3/Month or Less

Your Ad Here & Hundreds of Other ISEDN Engines & Directories- $3/Month or Less

To process your query we did a search for the keyphrases exchange, exchange act, act

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